Biometrics for elections to support the “One person, One vote” principle
Last updated 06 January 2017
"Voting is a right and taking part in the government of his country is the cornerstone of democracy"
Article 21 of the Universal Declaration of Human Rights.
Without an exhaustive, credible and reliable electoral roll, this right cannot be exercised.
Many countries are still finding themselves confronted with difficulties in registering and authenticating voters. They are gauging the negative effects of this on their democratic process, even if, over the last ten years or so, the usage of
biometrics has become more widespread, seeking to ensure voter equality, based on the principle of one voter, one vote, in other words that everyone's vote should count equally.
Elections are still a moment of quite considerable tension in many countries. It is a period which can give rise to demonstrations, confrontations and extreme violence. All solutions which make it possible to improve the electoral process with the approval of the various political powers already in place are a form of democratic progress for the country as a whole and often for neighboring countries too.
"Democracy is always a work in progress" as stated by
UNDP (United Nations Development Programme), a key player in supporting democratic elections.
Modernizing the identification process: a strong trend in Africa
We are witnessing a growing desire among African countries to digitize and secure data and documents related to
It is after all the foundation for any society which recognizes the true value of its individual members and wishes to give them full
entitlement to exercise their civic and social rights by issuing them with legal documents which provide unique and reliable proof of their identity.
Of course, with the benefit of access to simplified administrative procedures, and above all the capacity to exercise their right to vote in an electoral system with less fraud.
Elections in Africa: 53 in 2015-2017
A pioneer in digital security worldwide and a key player in Africa, Gemalto is deploying its
biometric identification solutions there to modernize electoral rolls and open the way for people to exercise their civic rights.
53 legislative and presidential elections in Africa in 2015 and 2017, the question of electoral processes is a very topical issue and deserves all the attention it receives.
What are the challenges involved in the modernization of electoral processes?
- A democratic, reliable and fraud-free electoral process is an important factor in establishing lasting
peace and stability in a country.
- Elections give individuals the opportunity to
cast their vote for or against a political candidate without recourse to violence and to
make a peaceful contribution to political change.
- Voter registration in turn makes it possible to ensure that citizens who are eligible to vote are
able to exercise their right to vote on Election Day.
Biometrics for the identification and authentication of voters
Biometrics is the best technology to identify and authenticate individuals reliably and quickly based on their unique physical characteristics, such as fingerprints to cite just the most well-known example.
In the past the preserve of applications such as for securing military or strategic sites, biometrics has come to see more widespread use for general-public applications, meeting the need of mobile users, companies and public authorities.
For voter authentication, the fingerprints are compared against reference fingerprints stored on an identity document or in a fingerprint database, which enables the owner to be securely authenticated as the holder of the document.
Identification answers the question "Who are you?" In this case, the person is identified as one among a group of others (1: N matching). The personal data of the person to be identified are compared with the data of other persons stored in the same database or possibly other linked databases.
Authentication also called verification answers the question: "Are you really who you say you are?" In this case, biometrics allows the identity of a person to be certified by comparing the data that they provide with pre-recorded data for the person they claim to be (1:1 matching).
For example, the electronic passport, which in many countries contains the photo and fingerprints of its holder, is the most widespread type of biometric document. The epassport allows biometric checks to be done on either the fingerprints or portrait or both.
At airport border control, automated gates can use facial recognition technology to compare the traveller's face to the photograph recorded on the microprocessor in his/her passport. Once the check is made successfully, the gate opens automatically.
We cover this topic in greater detail in our report from June 2016 entitled
Biometrics for use in identification.
Protecting the equality of votes: the stated aim of electoral biometrics
In electoral law,
the ballot is
considered to be fair if it meets requirements of
liberty, and the
secrecy of voting is respected.
The usage of biometrics in electoral processes makes it possible to meet challenges involved in the implementation of the principle of "one voter, one vote" which is a necessary condition for the holding of democratic, free and transparent elections.
In particular, for the electoral authorities, it implies an obligation to guarantee the fairness of the ballot.
To do this, all steps in the electoral process have to be taken into account, from the enrollment of voters through to the definitive results of the ballots, as well as electoral operations themselves.
Biometrics for elections: 2 primary objectives
With the taking of a
photograph, it is possible to authenticate a voter visually
- Makes it possible to compensate for the lack of a mechanism for the identification of voters
- Guarantees the elimination of multiple enrollments on voter lists.
: the photograph on the voter's card is compared to the face of the holder of this card and the photograph in the voting office's voter lists.
To make such identification possible, operators have to be trained accordingly and the photographs have to be of a minimum quality during the enrollment phase, and in particular have to comply with the recommendations defined by the ISO/IEC 19794-5 standard which
serves as reference for the International Civil Aviation Organization (IACO) 9303 standard
for passport photographs.
This standard imposes scene constraints (lighting, pose, facial expression),
that have to be satisfied and digital image attributes (resolution, size, etc.).
It is often difficult to meet these constraints in rural areas, as to do so requires a set of technical skills which are not generally the same as those required when recruiting a local government employee or electoral commission officer.
The elimination of multiple enrollments is demonstrated by a systematic search for duplicates (based on biometric characteristics such as fingerprints) using an Automated Fingerprint Identification System (AFIS).
Biometrics: A tool for
Biometrics is thus first and foremost a tool for voter verification.
It proves to be very useful in cases of electoral fraud related to identity theft, in cases where it is impossible to authenticate the voter or in the event of statistics on persons registered to vote that have been artificially inflated due to the introduction of fictitious voters.
However, until cases of electoral fraud have been demonstrated and quantified, it remains difficult to establish what contribution the use of biometrics would make to the fairness of the ballot.
Biometrics is only useful in cases where the civil register or population records are not able to fulfill the function of identifying voters.
The 2 criteria which justify the use of electoral biometrics
- The quality of the civil register plays an overriding role in this decision. A obsolete or incomplete civil registry cannot be used as an adequate basis for an electoral or referendum process. Under no circumstances can biometrics be used in an electoral process as a replacement for a country's civil registry administration.
- The existence or perception of fraud (relating to the application of the principle of one voter, one vote) is the second criterion for the use of biometrics.
Mobile biometric voter identification on polling day contributes enormously to flexibility and reinforces the principle of one voter, one vote. .
The conditions for the implementation of biometrics serve to validate its effectiveness
The context in which biometrics is applied plays an overriding role in its success or failure.
In a tense political context, where there is a total lack of trust between the different people involved in the electoral process, biometrics can itself become something of a double-edged sword. It may help to resolve problems with the identification of voters and prevent fraud of a certain type but it cannot,
by itself, render an electoral process reliable, credible and transparent.
It must take account of local specificities and of the impact of cultural and human factors on the limits of the technology.
In the specific case where biometrics is introduced to compensate for the lack of a reliable
civil register, it is not the electoral process which has to be biometric, but the national system for the identification of citizens.
This approach is very attractive as it can lead to a reliable method of identification of populations and to a civil register which can subsequently be used in an electoral context.
Mobile registration kits leaving for the DR Congo – summer 2016
Gemalto: a solid partner for electoral commissions
Interview with Edmond Felix Kouka, Project Director, Gemalto
What project are you currently working on? What is your initial feedback regarding the experience?
I am working with my team on an exceptional project: the preparation for elections in the Democratic Republic of Congo (DR Congo), a country with over 85 million inhabitants and as big as Germany, Italy, Spain, France and the UK put together. As part of modernization of the national electoral register, the aim is to deploy more than 22,000 portable registration kits to enrol over 45 million voters.
This is a challenge which we are currently rising to thanks not only to our industrial capacity but also – and this is the most notable thing - with the involvement of the National Independent Electoral Commission (CENI) and its teams, right from the production phase.
This challenge is clearly being shared between the CENI and Gemalto.
For example, for the first time, we have also incorporated experts from the CENI into our enrolment software development teams. I have to say we have been surprised at just how efficient this partnership is proving to be and it is enabling us to save a lot of time. We have also considerably sped up testing and validation processes allowing us to deliver custom software for the DRC.
The CENI has shown a great deal of pragmatism and maturity in its approach. In particular, the pilot conducted successfully over the course of the past three months managed to register over 700,000 voters in a selected region with nearly 500 kits installed. The extreme climatic conditions with average temperatures of 44-45°C meant we were obliged to redesign our kit to optimize the ventilation, maintenance and layout of devices.
You have taken part in electoral projects in Benin, Burkina Faso, Comoros and Guinea. What changes have you seen?
We are moving away from a solution for registration and the creation of voter lists towards a turnkey solution for the revision of the electoral register. It is quite a different problem.
In particular, the aim is to take some of the burden off central organization and to settle disputes as close as possible to where the provisional electoral rolls are created.
The national electoral commissions [CENIs] have to organize the gathering of complaints (errors in names, concerning electoral districts, etc.).
This represents a lot of administrative work. It is more efficient to allow the Chairperson of each center to resolve these points locally during the enrollment phase.
To conclude, I would like to underline that these projects, because of what is at stake, require us to have a committed, expert and fair approach, with an ongoing concern for the general interest.
I would finally like to express my respect and admiration for the huge amount of work done by the national electoral commissions [CENIs] thanks to their presence in the field, and their knowledge of the geography and configuration of their respective countries that is even more detailed than what any map in existence could offer.
Statements gathered on November 23, 2016
A tried & tested and accessible methodology
Step 1: Make the electoral rolls secure with the enrollment solution
The first step consists of implementing a computerized voter registration system.
This involves a process known as enrollment.
The civil and biometric data for the entire voting population is collected and stored securely. This data forms the backbone of a national database reflecting the country's electorate.
Step 2: Make the lists reliable with the automatic deduplication solution
The second step is to ensure central consolidation of enrollment data, to eliminate duplicate copies with the Automated Biometric Identification System (ABIS), print the provisional list and manage disputes and claims.
Step 3: Make the votes more secure with the authentication solution
The third step in a reliable, fair and transparent electoral process, is to be able to
authenticate voters and thus to guarantee them that they will be able to exercise their right to vote in complete security.
Voting by biometric verification represents a revolution with regard to existing voting systems. Thanks to a data model developed upstream and powerful hardware platforms (voting terminal, etc.), it is now possible to use this system to do one's electoral duty in complete security, whilst reducing the risk of fraud very significantly.
The biometric solution consists of comparing the biographical information on the voter's identity card with the information entered in the electoral roll. If the biometric verification is successful, the voter's fingerprints are taken and they are given a ballot paper. Otherwise, the supervising officer is alerted.
The technological solutions used during ballots also allow results from polling stations or other intermediary information to be reported back on election day itself (rate of turnout, etc.), or to provide the voter with information - if they are in fact on the electoral list and at what polling station they are registered to vote. Lastly, reliable electronic authentication solutions can be used to respond to disputes.
In short: the modernization of authentication methods has numerous benefits:
- Improvement of voter services
- Improvement of rate of enrollment at polling stations on election day
- Guarantee of the principle: one voter = one vote
- Traceability of the ballot by voting reports and audits.
- Credibility of the ballot and a means of combating the disputing of election results.
Gemalto: expertise acquired on the ground
Gemalto: expertise acquired on the ground
Gemalto uses its own teams of instructors to ensure an efficient and speedy transfer of knowledge. Its biometric voter registration and authentication solutions have been tested in real-life situations in the context of several international calls for tender
A solution: Coesys from enrollment to authentication
The Coesys software is adaptable and perfectly meets the needs of not only of customers which are looking for tailormade solutions, but is also ideally suited to upgrades such as
identity card or passport projects. The files can be used as a basis for compiling a civil register.
A wealth of experience in the registration of citizens
Each customer has specific use cases. This is why Coesys Enrollment solutions from Gemalto can be adapted to different types of population registration: in an office environment, in remote areas without network access or electricity, offline or online, face-to-face or on a self-service basis at a kiosk.
Gemalto's mobile enrollment units have been specifically designed to make it easy to register populations in rural areas. All the peripheral devices are integrated together into a compact and robust kit for safe and easy transport.
These units consist of a laptop, a camera or webcam, a signature scanner, a finger-print scanner and a printer (in the case of instant generation of a temporary voting card where necessary). In addition to mobile enrollment units, Gemalto provides a comprehensive power supply system which ensures the self-sufficiency of the enrollment solution.
Gemalto relies on registration solutions developed for identity documents (identity cards, passports and driving licenses) in order to offer a solution tailored to the specific requirements of voter enrollment.
scanner de signature, un scanner d'empreintes, une imprimante (dans le cas où l'émission instantanée d'une carte temporaire de votant soit demandée). En complément de l'unité mobile d'enrôlement,
.The 5 pillars of the Coesys solution
Robustness with mobile units or kits, tested to US military standards (MIL-STD-810) and with a high level of self-sufficiency thanks to high-capacity compact batteries and a specially designed e-Card.
Ergonomics which is integrated upstream during the development of the software in order to facilitate the registration process and to increase the daily enrollment rate. The business processes are also taken into account when tailoring the software in order to achieve maximum efficiency and to reduce the number of registration errors.
Versatility with flexible interfaces that allow the most appropriate data flow structure to be established between the central system and the mobile stations, whatever the environment (online/offline, local/central synchronization of the database, etc.).
Optimized and dedicated supply chain, capable of managing the rapid supply of components, assembly of kits, quality control and delivery within the shortest lead-times. It relies on the industrial resources of Gemalto, which manages more than 30 industrial sites worldwide.
- Training by knowledge transfer using specific methods of training for local employees, responsible for operating and maintaining the mobile units.
Biometric voter registration: case studies
In Benin, nearly 3,200 registration kits were assembled, configured then deployed throughout the country to record the data of some six million individuals.
A remarkable performance in view of the two major obstacles Gemalto had to deal with:
- the difficulty of the conditions for deployment, performed mainly in rural areas which were hard to access under difficult meteorological conditions;
- the speed of execution required by the Beninese authorities (less than three months between Gemalto being awarded the contract and the provision of all the registration kits).
The second part of Gemalto's solution enabled data to be consolidated at national level, in two phases.
First of all, the data, collected through the kits and then encrypted, was stored on servers under the responsibility of provincial authorities, then relayed from these servers to a central site.
Once the data had been consolidated and processed centrally, a nationwide application assigned voters to polling stations, then generated electoral lists. Prior to the allocation of voters, a biometric deduplication module enabled the system to check that no individual was registered twice, and to check for any other irregularities that may have been a sign of fraud.
In Guinea, Gemalto is playing a part in putting an end to identity theft and document fraud. As the October 2015 presidential elections approached, it was becoming vital for the government to restore the confidence of Guineans in the electoral process.
The people had forcefully, and sometimes violently, expressed their desire to have their voices heard and their votes count, and to eliminate the risk of having someone use their votes in their place.
An urgent decision was taken to
modernize the voter register. To meet this challenge in record time, Guinea chose Gemalto.
The proposed solution for the project is based on the use of biometrics with Coesys Enrollment, Gemalto's enrollment and verification solution that makes it possible to identify and authenticate each individual.
This consists of a portable kit featuring a digital camera, 10-digit fingerprint scanner, laptop, electronic power supply board and the enrollment software to support in-situ recording of civil data, fingerprints and digital photos of citizens.
In total, some six million people were registered and received their voter cards on time, i.e. within 45 days, between February and September 2015.
Gemalto had to take significant measures to address the risk posed by the Ebola virus outbreak affecting the whole of West Africa during this period.
Guinea is one of six Sub-Saharan countries to have chosen the Coesys solution, along with Benin (2011), Comoros and
Burkina Faso (2012), Gabon (2013), and the Democratic Republic of Congo (2016).
Secure electoral roll to support the emergence of a modern state
Every year, Gemalto is further consolidating its role as a leader in the field of secure identity solution, and in the management of large-scale projects, especially on the African continent where it is represented in many countries and already very present in banking and telecoms.
This leadership is of benefit to the people of those countries themselves, enabling them to fully exercise their rights as citizens and members of society, with in particular:
issuance of legal documents providing unique proof of their identity, as well as the entitlement to exercise their right to vote in an electoral system that is free of error and fraud,
- access to the
benefits of health insurance coverage, for example, or of social support for those most in need
- access to
simplified administrative procedures.
Through the secure identification of individuals, the State hopes to stimulate development by:
- improved management of the people present on their territory
- restoring the bond of trust between citizens and government authorities at regional and national level.
All this with the objective of promoting the emergence of a modern state with both national and international reach.
Choosing biometric voter registration?
This means opting for:
- better identification of voters on the basis of biometric data
- reliability in the detection of duplicates
- reliability of the electoral register guaranteeing that voters are only listed once and an unbiased distribution of seats proportional to the votes cast by voters in the electoral district
- the trust of partners and politicians taking part in the electoral process.
Choosing Gemalto as an operator for biometric voter registration for 7 good reasons
- Guarantee that schedules are kept to in terms of the deployment of equipment
- Ensure complete and effective enrollment
- Benefit from knowledge transfer and the training of local teams
- Benefit from the cleaning up and updating of the voter register, and from the migration of existing databases
- Have biometrics available for the authentication of voters on election day
- Guarantee that everyone takes part in the vote
- Provide a guarantee of transparency thanks to verification tools